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sale of trading securities

См. также в других словарях:

  • Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… …   Wikipedia

  • trading — (1) The activity of buying and selling financial instruments or commodities for profit. Individuals or entities may engage in trading either strictly on their own behalf or for current or future transactions with customers. Trading profits may… …   Financial and business terms

  • Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …   Wikipedia

  • Securities and Exchange Commission — n. A federal agency that oversees the sale and issuing of corporate stocks and bonds and corporate takeovers. abbrv. SEC The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008. Securities and… …   Law dictionary

  • Securities Exchange Act of 1934 — Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US …   Law dictionary

  • Securities Exchange Act — of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender… …   Law dictionary

  • Securities Act of 1933 — Congress enacted the Securities Act of 1933 (the 1933 Act, the Truth in Securities Act or the Federal Securities Act , USStat|48|74, enacted 1933 05 27, codified at usc|15|77a et seq. ), in the aftermath of the stock market crash of 1929 and… …   Wikipedia

  • Securities lending — In finance, securities lending or stock lending refers to the lending of securities by one party to another. The terms of the loan will be governed by a Securities Lending Agreement , which, under U.S. law, requires that the borrower provides the …   Wikipedia

  • Sale of Shin Corporation to Temasek Holdings — The 2006 sale of the Shinawatra family s share of Shin Corporation to Temasek Holdings caused great controversy in Thailand. The sale was in response to long standing criticisms that the Shinawatra family s holdings created a conflict of interest …   Wikipedia

  • U.S. Securities and Exchange Commission — Infobox Government agency agency name = U.S. Securities and Exchange Commission nativename = SEC seal width = 140px seal caption = formed = June 6, 1934 jurisdiction = Federal government of the United States headquarters = Washington, D.C.… …   Wikipedia

  • Fire Sale — Selling goods or assets at heavily discounted prices. Fire sale originally referred to the discount sale of goods that were damaged by fire; it may now refer to any sale where the seller is in financial distress. In the context of the financial… …   Investment dictionary

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